Recent studies have shown that the entropy production rate for the master equation consists of two nonnegative terms: the adiabatic and non-adiabatic parts, where the non-adiabatic part is also known as the dissipation rate of a Boltzmann-Shannon relative entropy. In this paper, we provide some nonzero lower bounds for the relative entropy, the entropy production rate, and its adiabatic and non-adiabatic parts. These nonzero lower bounds not only reveal some novel dissipative properties for general nonequilibrium processes which are much stronger than the second law of thermodynamics, but also impose some new constraints on thermodynamic constitutive relations. Moreover, we also provide a mathematical application of these nonzero lower bounds by studying the long-time behavior of the master equation. Extensions to the Tsallis statistics are also discussed, including the nonzero lower bounds for the Tsallis-type relative entropy and its dissipation rate.

We examine the impact of small parity-time (PT) symmetric perturbations on nonlinear optical honeycomb lattices in the tight-binding limit. We show for strained lattices that complex dispersion relationships do not form under perturbation, and we find a variety of nonlinear wave equations which describe the effective dynamics in this regime. The existence of semilocalized gap solitons in this case is also shown, though we numerically demonstrate these solitons are likely unstable. We show for unstrained lattices under the effect of a restricted class of PT perturbations, which prevent complex dispersion relationships from appearing, that nontrivial phase dynamics emerge as a result of the PT perturbation. This phase can be understood as momentum imparted to optical beams by the lattice, thus showing PT perturbations offer potentially novel means for the control of light in honeycomb lattices.

The spectrum of a Schrödinger operator with a perfect honeycomb lattice potential has special points, called Dirac points, where the lowest two branches of the spectrum touch. Deformations can result in the merging and disappearance of the Dirac points, and the originally intersecting dispersion relation branches separate. Corresponding to these deformations, nonlinear envelope equations are derived and their dynamics are studied. In the region where Dirac points exist, a maximally balanced equation is derived which has limits to a nonlinear Schrödinger--Kadomtsev--Petviashvili (NLSKP)-type equation and its dispersionless reduction. When the Dirac points disappear and a gap opens, a different maximally balanced equation is derived which has the NLSKP equation and a one-dimensional nonlocal evolution equation as limits. When the gap is sufficiently wide, a nonlinear Dirac equation with nonzero mass and a nonlinear Schrödinger focusing-defocusing system are found. The latter two equations admit nonlinear localized modes. Typical dynamical behaviors of the effective envelope equations are presented.

The propagation of wave envelopes in two-dimensional (2-D) simple periodic lattices is studied. A discrete approximation, known as the tight-binding (TB) approximation, is employed to find the equations governing a class of nonlinear discrete envelopes in simple 2-D periodic lattices. Instead of using Wannier function analysis, the orbital approximation of Bloch modes that has been widely used in the physical literature, is employed. With this approximation the Bloch envelope dynamics associated with both simple and degenerate bands are readily studied. The governing equations are found to be discrete nonlinear Schrödinger (NLS)-type equations or coupled NLS-type systems. The coefficients of the linear part of the equations are related to the linear dispersion relation. When the envelopes vary slowly, the continuous limit of the general discrete NLS equations are effective NLS equations in moving frames. These continuous NLS equations (from discrete to continuous) also agree with those derived via a direct multiscale expansion. Rectangular and triangular lattices are examples.

The validity of using the tight-binding approximation for the nonlinear Schrödinger equations with a two-dimensional optical lattice is considered. This work provides a rigorous foundation for a technique based on “orbital” functions that is central to solid-state physics and nonlinear optics. Simple and honeycomb lattices are addressed, and it is therefore shown that the use of tight-binding approximations is justified in complicated situations.