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Let M⊂CN be a generic real-analytic submanifold of finite type, M′⊂CN′ be a real-analytic set, and p∈M, where we assume that N,N′⩾2. Let H:(CN,p)→CN′ be a formal holomorphic mapping sending M into M′, and let EM′ denote the set of points in M′ through which there passes a complex-analytic subvariety of positive dimension contained in M′. We show that, if H does not send M into EM′, then H must be convergent. As a consequence, we derive the convergence of all formal holomorphic mappings when M′ does not contain any complex-analytic subvariety of positive dimension, answering by this a long-standing open question in the field. More generally, we establish necessary conditions for the existence of divergent formal maps, even when the target real-analytic set is foliated by complex-analytic subvarieties, allowing us to settle additional convergence problems such as e.g. for transversal formal maps between Levi-non-degenerate hypersurfaces and for formal maps with range in the tube over the light cone.

We consider manifolds with conic singularities that are isometric to Rn outside a compact set. Under natural geometric assumptions on the cone points, we prove the existence of a logarithmic resonance-free region for the cut-off resolvent. The estimate also applies to the exterior domains of non-trapping polygons via a doubling process. The proof of the resolvent estimate relies on the propagation of singularities theorems of Melrose and the second author [23] to establish a “very weak” Huygens’ principle, which may be of independent interest. As applications of the estimate, we obtain a exponential local energy decay and a resonance wave expansion in odd dimensions, as well as a lossless local smoothing estimate for the Schr¨odinger equation.

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Let T  (Y, ) be a transverse knot which is the binding of some open book, (T, ), for the ambient contact manifold (Y, ). In this paper, we show that the transverse invariant bT(T ) 2[HFK(−Y,K), defined in [LOSSz09], is nonvanishing for such transverse knots. This is true regardless of whether or not  is tight. We also prove a vanishing theorem for the invariants L and T. As a corollary, we show that if (T, ) is an open book with connected binding, then the complement of T has no Giroux torsion.