We provide here a framework to analyze the phase transition phenomenon of slice inverse regression (SIR), a supervised dimension reduction technique introduced by Li [1991]. Under mild conditions, the asymptotic ratio ρ = lim p/n is the phase transition parameter and the SIR estimator is consistent if and only if ρ = 0. When dimension p is greater than n, we propose a diagonal thresholding screening SIR (DT-SIR) algorithm. This method provides us with an estimate of the eigen-space of the covariance matrix of the conditional expectation var(E[x|y]). The desired dimension reduction space is then obtained by multiplying the inverse of the covariance matrix on the eigen-space. Under certain sparsity assumptions on both the covariance matrix of predictors and the loadings of the directions, we prove the consistency of DT-SIR in estimating the dimension reduction space in high dimensional data analysis. Extensive numerical experiments demonstrate superior performances of the proposed method in comparison to its competitors.

We consider the mixed q-Gaussian algebras introduced by Speicher which are generated by the variables Xi = li + l ∗ i , i = 1, . . . , N, where l ∗ i lj − qij lj l ∗ i = δi,j and −1 < qij = qji < 1. Using the free monotone transport theorem of Guionnet and Shlyakhtenko, we show that the mixed q-Gaussian von Neumann algebras are isomorphic to the free group von Neumann algebra L(FN ), provided that maxi,j |qij | is small enough. Similar results hold in the reduced C ∗ -algebra setting. The proof relies on some estimates which are generalizations of Dabrowski’s results for the special case qij ≡ q.

Topological phases of matter are usually realized in deconfined phases of gauge theories. In this context, confined phases with strongly fluctuating gauge fields seem to be irrelevant to the physics of topological phases. For example, the low-energy theory of the two-dimensional (2D) toric code model (i.e. the deconfined phase of ℤ2 gauge theory) is a U(1)×U(1) Chern-Simons theory in which gauge charges (i.e., e and m particles) are deconfined and the gauge fields are gapped, while the confined phase is topologically trivial. In this paper, we point out a new route to constructing exotic 3D gapped fermionic phases in a confining phase of a gauge theory. Starting from a parton construction with strongly fluctuating compact U(1)×U(1) gauge fields, we construct gapped phases of interacting fermions by condensing two linearly independent bosonic composite particles consisting of partons and U(1)×U(1) magnetic monopoles. This can be regarded as a 3D generalization of the 2D Bais-Slingerland condensation mechanism. Charge fractionalization results from a Debye-H\"uckel-like screening cloud formed by the condensed composite particles. Within our general framework, we explore two aspects of symmetry-enriched 3D Abelian topological phases. First, we construct a new fermionic state of matter with time-reversal symmetry and Θ≠π, the fractional topological insulator. Second, we generalize the notion of anyonic symmetry of 2D Abelian topological phases to the charge-loop excitation symmetry (𝖢𝗁𝖺𝗋𝗅𝖾𝗌) of 3D Abelian topological phases. We show that line twist defects, which realize 𝖢𝗁𝖺𝗋𝗅𝖾𝗌 transformations, exhibit non-Abelian fusion properties.

A modified theory of general relativity is proposed, where the gravitational constant is replaced by a dynamical variable in space-time. The dynamics of the gravitational coupling is described by a family of parametrized null geodesics, implying that the gravitational coupling at a space-time point is determined by solving transport equations along all null geodesics through this point. General relativity with dynamical gravitational coupling (DGC) is introduced. We motivate DGC from general considerations and explain how it arises in the context of causal fermion systems. The underlying physical idea is that the gravitational coupling is determined by microscopic structures on the Planck scale which propagate with the speed of light. In order to clarify the mathematical structure, we analyze the conformal behaviorn and prove local existence and uniqueness of the time evolution. The differences to Einstein’s theory are worked out in the examples of the Friedmann-RobertsonWalker model and the spherically symmetric collapse of a shell of matter. Potential implications for the problem of dark matter and for inflation are discussed. It is shown that the effects in the solar system are too small for being observable in present-day experiments.

In this note we propose a generalization of heterotic/F-theory duality. We introduce a set of non-compact building blocks which we glue together to reach compact examples of generalized duality pairs. The F-theory building blocks consist of non-compact elliptically fibered Calabi-Yau fourfolds which also admit a K3 fibration. The compact elliptic model obtained by gluing need not have a globally defined K3 fibration. By replacing the K3 fiber of each F-theory building block with a T2, we reach building blocks in a heterotic dual vacuum which includes a position dependent dilaton and three-form flux. These building blocks are glued together to reach a heterotic flux background. We argue that in these vacua, the gauge fields of the heterotic string become localized, and remain dynamical even when gravity decouples. This enables a heterotic dual for the hyperflux GUT breaking mechanism which has recently figured prominently in F-theory GUT models. We illustrate our general proposal with some explicit examples.