In this paper, we prove the global rigidity of sphere packings on 3-dimensional manifolds. This is a 3-dimensional analogue of the rigidity theorem of Andreev-Thurston and was conjectured by Cooper and Rivin. We also prove a global rigidity result using a combinatorial scalar curvature introduced by Ge and the author.

This article introduces the large portfolio selection using gross-exposure constraints. It shows that with gross-exposure constraints, the empirically selected optimal portfolios based on estimated covariance matrices have similar performance to the theoretical optimal ones and there is no error accumulation effect from estimation of vast covariance matrices. This gives theoretical justification to the empirical results by Jagannathan and Ma. It also shows that the no-short-sale portfolio can be improved by allowing some short positions. The applications to portfolio selection, tracking, and improvements are also addressed. The utility of our new approach is illustrated by simulation and empirical studies on the 100 FamaFrench industrial portfolios and the 600 stocks randomly selected from Russell 3000.

We study the cluster algebras arising from cluster tubes with rank bigger than 1. Cluster tubes are 2−Calabi-Yau triangulated categories which contain no cluster tilting objects, but maximal rigid objects. Fix a certain maximal rigid object T in the cluster tube C_n of rank n. For any indecomposable rigid object M in C_n, we define an analogous X_M of Caldero-Chapton's formula (or Palu's cluster character formula) by using the geometric information of M. We show that X_M,X_{M′} satisfy the mutation formula when M,M′ form an exchange pair, and that X_? : M↦X_M gives a bijection from the set of indecomposable rigid objects in C_n to the set of cluster variables of cluster algebra of type C_{n−1}, which induces a bijection between the set of basic maximal rigid objects in C_n and the set of clusters. This strengths a surprising result proved recently by Buan-Marsh-Vatne that the combinatorics of maximal rigid objects in the cluster tube Cn encode the combinatorics of the cluster algebra of type B_{n−1} since the combinatorics of cluster algebras of type B_{n−1} or of type C_{n−1} are the same by a result of Fomin and Zelevinsky. As a consequence, we give a categorification of cluster algebras of type C.

We study homogenization of G-equation with a ow straining term (or the strain G-equation) in two dimensional periodic cellular ow. The strain G-equation is a highly non-coercive and non-convex level set Hamilton-Jacobi equation. The main objective is to investigate how the ow induced straining (the nonconvex term) in uences front propagation as the ow intensity A increases. Three distinct regimes are identified. When A is below the critical level, homogenization holds and the turbulent ame speed sT (effective Hamiltonian) is well-defined for any periodic ow with small divergence and is enhanced by the cellular ow as $s_T \ge O(A/logA)$. In the second regime where A is slightly above the critical value, homogenization breaks down, and $s_T$ is not well defined along any direction. Solutions become a mixture of fast moving part and a stagnant part. When $A$ is sufficiently large, the whole ame front ceases to propagate forward due to the flow induced straining. In particular, along directions $p = (1; 0)$ and $(0;1)$, $s_T$ is well-defined again with a value of zero (trapping). A partial homogenization result is also proved. If we consider a similar but relatively simpler Hamiltonian, the trapping occurs along all directions. The analysis is based on the two-player dierential game representation of solutions, selection of game strategies and trapping regions, and construction of connecting trajectories.

No abstract uploaded!